The Right to Information Act 2009 (Qld)1 (RTI Act) gives people the right to access documents in the possession or control of Queensland government agencies2. This right of access is subject to some limitations. These limitations include information which is exempt from release under schedule 3 of the RTI Act.
Schedule 3, section 10 of the RTI Act provides that certain kinds of information relating to law enforcement and public safety are exempt from release. Sections 10(2) and 10(6) provide that where certain conditions are met, this otherwise exempt information will not be exempt.
This guideline explains the most used provisions in section 10, apart from section 10(4). Section 10(4), which relates to information obtained, used or prepared for an investigation by a prescribed crime body, is covered in the Crime and Corruption Commission guideline.
Schedule 3, section 10(2) lists information which is not exempt under section 10(1). Before considering the provisions of section 10(1), decision makers should first ensure the information is not listed in section 10(2).
Several Commissioner decisions have considered this provision.3 In Flori, the Commissioner referred to Isles and explained that for the provision to apply, a decision-maker would generally need to have available to them some form of objective and authoritative finding that the scope of a law enforcement investigation had exceeded the limits imposed by law and that the information subject to the access application consisted of material revealing this.
Much of the information in section 10(1) will only be exempt if disclosing the information could reasonably be expected to result in one of the specified outcomes. For example, information is exempt information if its disclosure could reasonably be expected to endanger a person’s life or physical safety.
To rely on one of these provisions, there must be a reasonably based expectation that the consequence identified in the exemption will follow as a result of the information being disclosed. The expectation must be reasonably based, not irrational, absurd or ridiculous,4 and there must be must be more than a mere possibility (ie speculative, conjectural or hypothetical)5 or risk6 regarding the consequence.
In O’Connor,7 the applicant sought access to information about himself, his child, and his partner from the Queensland Police Service (QPS).
QPS refused access to the information on the basis that disclosure could reasonably be expected to prejudice the investigation of a contravention or possible contravention of the law.
QPS had not yet finalised its investigation and it was reasonable to expect that disclosure would prejudice the investigation. The Assistant Information Commissioner affirmed QPS’s decision and refused access to the report.
Whether disclosure could reasonably be expected to cause the result in question is an objective test to be approached from the view point of the reasonable decision-maker.8 Importantly, the expectation must arise as a result of disclosure, rather than from other circumstances.
Decision maker should also refer to the discussion in Law Abiding Firearms Owners Inc and Queensland Police Service9 where the Commissioner concluded that disclosure could not reasonably be expected to cause the prejudice in question.
Information is exempt from disclosure if its disclosure could reasonably be expected to prejudice the investigation of a contravention or possible contravention of the law.10 This exemption is not confined to criminal investigations and can apply in a range of circumstances, for example:
Generally, if an investigation has been finalised the exemption will not apply, as it is unlikely that disclosure of information could prejudice a concluded investigation.
There are several ways in which disclosure of information can potentially prejudice a current investigation. For example, premature disclosure of information about witnesses in a workplace investigation could undermine the effectiveness of the investigation.
In Latemore,11 the Right to Information Commissioner found that disclosing to the applicant diary notes and emails of certain QPS officers relating to matters in an ongoing investigation, prior to QPS finalising the investigation, could reasonably be expected to "severely jeopardise the integrity of the entire investigation by enabling persons subject to the investigation to construct defences, create alibis, tamper with evidence and interfere with witnesses". The Right to Information Commissioner affirmed the QPS decision to refuse access to the information in issue.
Information is exempt if its disclosure could reasonably be expected to enable the existence or identity of a confidential source of information, in relation to the enforcement or administration of the law, to be ascertained.12
'The law' extends beyond criminal law to upholding or enforcing the civil law.13 However, 'enforcement or administration of the law' does not extend to an agency's general power to carry out its activities for the benefit of the public.14
To apply this provision, the following must be established:
An information provider will be a confidential source if the agency gave an express assurance to the information provider that their identity would be kept confidential or surrounding circumstances indicate that there was an implicit mutual understanding of confidentiality between the parties.16
In deciding whether there was an implicit mutual understanding of confidence, the following factors may be relevant:17
This exemption cannot apply where the identity of the information provider is known or can be easily discovered in some other way. However, the provision can apply where applicant claims to already know the identity of a confidential source but is seeking official confirmation of their suspicions via the RTI Act.
The Commissioner considered the exemption in R63 and Department of Transport and Main Roads18 in relation to details of, and related to, a health professional who notified the department of the applicant's unfitness to drive under the legislative notification regime. She affirmed the department's decision that release of the information could reasonably be expected to enable the existence or identity of a confidential source of information, in relation to the enforcement or administration of the law.
Information is exempt if its disclosure could reasonably be expected to endanger a person's life or physical safety.
When deciding if information is exempt under this section, it is important to objectively review all relevant evidence, including any evidence obtained from, or about, the alleged source of danger.19 It is not enough to unquestioningly accept the views of the person claiming to be in danger.
In Courier-Mail and Queensland Police Service20 the applicant sought access to documents about suicides at specific locations, which the agency refused. The agency submitted—and provided evidence supporting—that release of the information, and the inevitable reporting of it, would lead to an increase in the number of people who either attempt or completed acts of suicide at the specific locations.
The Information Commissioner found that:
Information will be exempt if its disclosure could reasonably be expected to result in a person being subjected to a serious act of harassment or intimidation.21 The Information Commissioner has noted that, because section 10(1)(d) refers to a ‘serious’ act of harassment or intimidation, some degree of harassment or intimidation must be permissible before the exemption will apply.22
In Sheridan, the Information Commissioner found that a serious act of harassment means an action that 'attacks, disturbs or torments a person and that causes concern or apprehension or has undesired consequences'.23 The Information Commissioner specifically observed that:
Importantly, the Information Commissioner decided that the exemption can apply even where only a single act of serious harassment is expected to result from disclosure of the information.
It is not necessary to demonstrate a likelihood of criminal behaviour, such as assault or unlawful stalking in a criminal sense, for the behaviour to be considered serious.24 Evidence of a criminal conviction is not a requirement to establish that the exemption applies, but it may be relevant that the applicant has been convicted of related offences.25
There must also be a causal link between the disclosure of the information and the expected conduct.26 For example, this link has been found to exist where there was evidence that such conduct occurred as a result of the release of similar information in the past.27
Past conduct of the applicant and the nature of the information can be relevant when making the decision.
In two Mathews and Department of Transport and Main Roads28 decisions, the Information Commissioner considered the release of information that identified individuals. The applicant maintained a website on which he had previously placed information released to him under RTI. It contained information about individuals, many of whom were public service officers, accompanied by offensive and abusive remarks.
The website had the stated malicious intention of causing professional detriment and affecting the individual’s future employment prospects. Based on the nature of the information and the past conduct of the applicant the Information Commissioner was satisfied that serious acts of harassment or intimidation could reasonably be expected to occur as a result of disclosing the information.
In Richards and Gold Coast City Council,29 the applicant had a history of persistently making abusive and threatening contact with agency staff, elected representatives, and their family members outside work hours on private and mobile phone numbers. Significant amounts of the applicant’s communications with the agency were abusive, rude, threatening and/or harassing; the agency had a security plan in place to protect specific persons from the applicant.
The Information Commissioner considered the applicant’s past conduct provided a reasonable basis for agency staff and elected representatives to expect to be subjected to further serious acts of harassment or intimidation.
In establishing a link between the disclosure of the information in issue and the expected act of serious harassment or intimidation, the Information Commissioner noted that the subject matter of the information had previously elicited a strong response from the applicant, the applicant had been in dispute with Council for many years, and the applicant’s conduct had detrimentally impacted Council staff and elected representatives.
Accordingly, the relevant information was found to be exempt information under schedule 3, section 10(1)(d) of the RTI Act.
In S90 and Veterinary Surgeons Board of Queensland; T38 (Third Party)30 the applicant had made a complaint to the Veterinary Surgeons Board of Queensland (VSBQ) about a veterinarian’s treatment of her dog, and later applied for documents related to that complaint.
The Commissioner found that the documents were exempt because disclosure could reasonably be expected to result in a serious act of harassment or intimidation because:
In J6Q8CH and Department of Justice and Attorney-General31 the Commissioner found that disclosure of information could reasonably be expected to result in a serious act of harassment or intimidation because of the applicant’s pattern of unreasonable behaviour, which constituted serious harassment for the purposes of the RTI Act.
The applicant had a demonstrated history of enmity towards various public sector offices and officers employed at a number of those public sector offices and had:
The Commissioner also considered the applicant’s prior conviction for using a carriage service to menace, harass or offend. She determined that it was relevant when determining whether there was a reasonable expectation that serious harassment would arise as a result of disclosing information which included the names and contact details of public sector officers and records about the applicant’s interactions with Departmental officers.
Decision makers should refer also to:
Information is exempt if its disclosure could reasonably be expected to prejudice a person’s fair trial or the impartial adjudication of a case.36
Note
The Information Commissioner has recognised that prejudice to a fair trial can occur if disclosure could prejudice the prosecution as well as the defence.39
In North Goonyella the information in issue related to the agency’s decision to prosecute the applicants and not to any issues relating to the current trial in which the applicants were actually being prosecuted. The agency submitted that disclosure could reasonably be expected to result in the following prejudice to a person’s fair trial:
The Assistant Information Commissioner considered it relevant that the applicant’s representatives were legal professionals with professional standards of ethics and behaviour and that the court itself had mechanisms for both establishing the relevance of issues and arguments presented to it and for dealing with conduct it identified as inappropriate.41
She considered that there was not sufficient evidence to demonstrate that disclosure would result in the outcomes the agency had suggested would occur and, even if they did, the courts had sufficient mechanisms to deal with such behaviour. As such, the information in issue was not exempt under schedule 3, section 10(1)(e).
In Uksi and Redcliffe City Council; Cook (Third Party),42 the Information Commissioner found that disclosing an engineer’s report could not reasonably be expected to prejudice the impartial adjudication of anticipated civil litigation because it was the type of document which a court would likely compel the applicants to disclose in the course of preparations for hearing, in the interests of a fair hearing of the issues.
Information is exempt if its disclosure could reasonably be expected to prejudice the:
The method or procedure must be lawful. Accordingly, the exemption does not protect information relating to unlawful investigative methods or procedures, for example unauthorised telephone tapping.
The prejudice required for this section is to the effectiveness of the procedure. The following elements must be met for information to be exempt under these provisions:
This exemption will often arise when the investigating agency has adopted a relatively secret or covert method or procedure. If people were to become aware of the use of a covert procedure, or its use in particular circumstances, it could reasonably be expected to be less effective in the future in terms of preventing, detecting, investigating and dealing with contraventions of the law.
However, the exemption is not limited to secret systems.46 It applies to systems the existence of which is well known in the community, such as the Queensland Fixated Threat Assessment Coordination (QFTAC) system, which is designed to ensure the safety and security of subject individuals.
The exemption will not generally apply to routine methods or procedures used by an agency.
In V29,47 the Commissioner considered the Health Service's progress notes relating to the applicant's QFTAC's referral.
She was:
In reaching the last point, the Commissioner took into consideration that the QFTAC system is intended to detect and assess vulnerable individuals in need of mental health intervention and support and noted that:
I am satisfied, in this case, revealing to the applicant the specifics of the evaluation methods undertaken by QFTAC and the Health Service to assess the applicant’s behaviour could reasonably be expected to allow the applicant to use that information to modify their behaviour in such a way that would impact upon the effectiveness of the QFTAC system. As the applicant has also widely circulated information concerning their QFTAC referral, I consider that any broader dissemination of the information in issue, which includes QFTAC’s evaluation methods and processes, may possibly enable others to modify their behaviour in a way that could also reasonably be expected to impact upon the effectiveness of the QFTAC system.48
Refer also to the discussion at paragraphs 65-67 in Y46 and Queensland Police Service.49
In Gold Coast Bulletin and Department of Police50 the RTI Commissioner considered the release of police staffing rosters. The agency submitted that rosters were developed taking into account crime rates and operational requirements of the specific area and provided specific and detailed knowledge not readily available through other means that would allow criminals to 'risk manage' any planned unlawful activity.
The RTI Commissioner was satisfied that the:
The RTI Commissioner was therefore satisfied that disclosing the information could be expected to prejudice the effectiveness of the method or procedure of rostering.
While section 10(1)(f) is concerned with preserving the effectiveness of a method, section 10(1)(g) is concerned with protecting the maintenance of, or the ability to enforce, a method or procedure intended to protect public safety.
In Nine Network Australia and Department of Justice and Attorney-General51 the Information Commissioner found that compliance notices, cautions, enforceable undertakings, fines or prosecutions issued to carnival ride operators were not exempt under section 10(1)(g).
While the documents did relate to a method or procedure for protecting the public safety, the method or procedure was not prejudiced, because:
This was also the case in Law Abiding Firearms Owners Inc and Queensland Police Service,52 where the applicant had sought access to weapons act licences and registered weapons by postcode of licence holder. The Commissioner considered the firearms licensing and registration scheme and considered that it was one of the methods and procedures used by police to protect public safety with respect to the monitoring of firearm possession and use.
The disclosure of the information sought by the applicant could not, however, reasonably be expected to prejudice the maintenance or enforcement of that method or procedure as there was no evidence to “demonstrate a causational link between the disclosure of the requested information and any reasonable expectation of prejudice to the maintenance or enforcement of the firearms licensing and registration system.”53
Refer also to the discussion in Seven Network (Operations) Limited and Logan City Council.54
Under schedule 3, section 10(1)(h) of the RTI Act, information will be exempt if its disclosure could reasonably be expected to endanger the security of a building, structure or vehicle.
For this provision to apply, the agency:
The Commissioner has previously considered the exemption in relation to the following types of buildings, structures, and vehicles:
Whether disclosing information could reasonably be expected to endanger the security of a building, structure or vehicle is determined with regard to the circumstances of the case.
Disclosing the best access points for illegal entry to a building57 or, for staff in a prison's Maximum Security Unit, the method and time of their movements and certain of their security measures58 could reasonably be expected to result in endangerment to the security of a relevant building.
However, disclosure of the ten most profitable hotel gaming machine venues in Queensland59 or parking meter revenue60 was found to not be reasonably expected to result in endangerment to the security of a relevant building or structure.
Similar to sections 10(1)(f) and (g), the prejudice under section 10(1)(i) must be to a system or procedure. It will apply where:
Section 10(1)(i) was discussed in EC71OC, where the applicant applied for information which had been provided to Crime Stoppers.62 The Commissioner decided the information was exempt under section 10(1)(i) because:
Schedule 3, section 10(3) provides that information is exempt from release if:
The common law privilege against self-incrimination entitles a person to refuse to answer any question, or produce any document, if the answer or the production would tend to incriminate that person. However, an Act can override this right and compel a person to answer even if the answer would tend to incriminate them.
Section 172 of the Work Health and Safety Act 2011 (Qld) (WHS Act) sets out that a person is not excused from answering questions or providing information or documents just because the answers, information or documents would tend to incriminate the person or expose them to a penalty.
Decision makers need to establish the following before deciding information is exempt under this section:
Where an Act gives investigators the power to compel information, but they did not use that power, the information cannot be exempt from release under this section. It is not sufficient that the party from whom the information was acquired may have felt compelled to cooperate or that it was pragmatic to provide information; there must be sufficient evidence that the compulsory power was actually exercised against them.65 In INEX, the Assistant Commissioner found that section 172 of the WHS Act was not relied on and therefore the information was not exempt under section 10(3).
The information must have been given under an Act that abrogated the privilege against self-incrimination. That is, the relevant legislation must require the person giving the information to do so, regardless of whether that information may be self-incriminating.
For example, section 172 of the WHS Act (see above) clearly abrogates the privilege against self-incrimination.
However, even in the absence of a specific legislative provision, an Act can still abrogate the privilege. In Wolfe and Queensland Police Service,66 the Commissioner found that a regulatory scheme which directed Queensland Police Service officers to answer questions in the course of police disciplinary investigations meant that the information was given under compulsion. The combined operation of legislation and departmental policy and directions resulted in the privilege against self-incrimination being overridden when officers were directed to answer questions under those instruments. Accordingly, access to information given in such circumstances could be refused on the ground that it was exempt.
Schedule 3, section 10(5) provides that information is exempt from release if it consists of information obtained, used or prepared:
Under section 10(6) information is not exempt in relation to a particular application if it consists of information about a particular applicant and the investigation has been finalised. Refer to the Crime and Corruption Commission guideline for more information.
The Crime Stoppers exemption was discussed in EC71OC. In that decision the Commissioner was satisfied, based on the information itself and surrounding contextual information, that it had been obtained, used, or prepared by Crime Stoppers and so fit the criteria of schedule 3, section 10(5)(c).
While some of the information was about the applicant,67 one of requirements of section 10(6), it was not clear the provision would apply as there had been no investigation which could be finalised, that being the other criteria of section 10(6). However, even if the provision had applied, the documents would still have been exempt under section 10(1)(i) as their release would have prejudiced a system for the protection of persons, property, or the environment.68
Current as at: September 5, 2022